Securities

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Latest News in Securities

  • February 27, 2024

    Bankman-Fried Urges No More Than 6.5 Years For FTX Fraud

    FTX founder Sam Bankman-Fried asked a Manhattan federal judge late Tuesday for a sentence that releases him "promptly" after his conviction for stealing billions from customers of the now-collapsed crypto exchange, arguing that federal sentencing guidelines recommend no more than six-and-a-half years in prison.

  • February 27, 2024

    SEC Accuses Ex-Tech CEO Of Social Media Fraud Scheme

    The former CEO and co-founder of digital advertising company Alfi Inc. was sued by the U.S. Securities and Exchange Commission on Tuesday for allegedly making false and misleading statements on social media about the now-defunct company's financial performance to try and boost its stock price.

  • February 27, 2024

    Palo Alto Networks Investors Say Co. Lied On Growth Strategy

    Cybersecurity company Palo Alto Networks was hit with a proposed class action alleging it misled investors about the success of its platform consolidation strategy and damaged investors when its guidance cuts announcement led to a share price decline earlier this month.

  • February 27, 2024

    Fed's Barr Urges Careful Bank Counterparty Risk Practices

    The Federal Reserve's vice chair for supervision said Tuesday that banks should closely manage their exposure to counterparties, including by carefully measuring the credit risks they pose and using conservative margining practices.

  • February 27, 2024

    NJ Real Estate Fund Executive Cops To $658M Ponzi Scheme

    The CEO of a Garden State real estate investment fund pled guilty in New Jersey federal court on Tuesday to defrauding more than 2,000 investors through a $658 million Ponzi scheme, while also evading millions of dollars in tax liabilities, according to federal prosecutors.

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Securities

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